Stacy has over 25 years of experience in the financial industry; most of which are in the field of compliance.
She ensures all areas of compliance and has worked with broker-dealers, investment advisors, and hybrids of the two at CitiGroup Smith Barney, D.A. Davidson, and M Securities. Prior to entering the securities industry, she was the Marketing Director at a northwest based real estate firm. She has also earned and actively holds the Investment Advisor Certified Compliance Profession (IACCP®) certification.
Her strong background in compliance, regulatory audits and her passion for organization is vital to her role. Possessing the rare combination of being a compliance and marketing professional also enhances her ability to combine the worlds of regulation and the sharing of information in non-legal, easy to understand communications.
She has pride in being an Oregon native. Her and her husband reside in Portland and their daughter attends University of Oregon. They are an avid basketball family. Stacy is obsessed with dogs of all shapes, sizes and abilities. She is a Patreon of the Be Like Josh foundation, a non-profit organization dedicated to the study and advocacy of dogs with neurological disabilities.
